Financial Regulation – ICAP Energy AS

ICAP Energy AS Company Profile
ICAP Energy AS Compliance Contacts
ICAP Energy AS Anti-Money Laundering/Financial Crime Policy Statement
ICAP Energy Organised Trading Facility (OTF)
ICAP Energy Organised Trading Facility (OTF) Rulebook
ICAP Order Handling and Best Execution Policy
ICAP Energy AS System Terms of Use
ICAP Energy AS Routine for Customer Protection
TP ICAP Conflicts of Interest Management Policy

ICAP Energy AS Company Profile

ICAP Energy AS is an over-the-counter and on-exchange interdealer broker of electricity, emissions (EUA) and green certificates (El-Cert), providing its services in the Continental, Central and Eastern European, and Nordic markets.

At the present time ICAP Energy AS (organization no. 971 072 032) has established two branches abroad: one in Amsterdam, The Netherlands and one in Madrid, Spain.

ICAP Energy AS is licensed by financial services regulators in the jurisdictions it operates in Europe.

ICAP Energy AS and its branches are authorised and regulated by the following authorities:

Norway
The Financial Supervisory Authority of Norway (Finanstilsynet)

Spain
CNMV – Comisión Nacional del Mercado de Valores

Netherlands
The Netherlands Authority for the Financial Markets (AFM)


ICAP Energy AS provides OTC clearing services on the following Exchanges/Clearing houses:
• MEFF
• ICE Endex
• European Energy Exchange (EEX)
• NASDAQ OMX
• Operador do Mercado Ibérico de Energia (OMIP)

ICAP Energy AS Compliance Contacts

Compliance Officer
Dagmara Kryskiewicz
ICAP Energy AS
Teleport Towers, 7th floor
Kingsfordweg 151
1043 GR Amsterdam
The Netherlands
dk@eu.icapenergy.com
+31 20 797 9702


ICAP Energy AS Anti-Money Laundering/Financial Crime Policy Statement

ICAP Energy AS is committed to the prevention of financial crime such as money laundering and the funding of terrorist activity. Through risk-based internal procedures, policies, systems and controls, ICAP Energy AS strives to ensure that high standards of crime prevention and awareness are maintained by its management and staff around the globe.


ICAP Energy Organised Trading Facility (OTF)

The ICAP Energy OTF offers the following products:
Entity: Venue Name: Venue Type: Operating MIC:
ICAP Energy Ltd ICAP Energy OTF OTF IECO
Segment MIC Description Asset Class Products
IECL ICAP Energy Ltd OTF - Commodities & Energy Derivatives Commodities Coal Swap
UK Power Forward
UK Gas Forward
UK Gas Option
Euro Gas Forward
Euro Gas Option
Euro Power
Forward
Euro Power Option
Euro Power Swap
Emissions
Forwards
Emissions Options
EUA Option
EUA Forward
CERs Option
CERs Forward

ICAP Energy Organised Trading Facility (OTF) Rulebook

Download ICAP Energy Organised Trading Facility (OTF) Rulebook (pdf)


ICAP Order Handling and Best Execution Policy

Download ICAP Order Handling and Best Execution Policy (pdf)


ICAP Energy AS System Terms of Use

Download System Terms of Use (pdf)


ICAP Energy AS Routine for Customer Protection

Download Routine for Customer Protection (pdf)

The ICAP Energy AS Customer Service may be reached at Teleport Towers, 7th floor, Kingsfordweg 151, 1043GR in Amsterdam or at ICAPEnergyAS-CustomerServices@icap.com

TP ICAP Conflicts of Interest Management Policy

Download TP ICAP Conflicts of Interest Management Policy (pdf)