Financial Regulation – ICAP Energy AS

ICAP Energy AS Company Profile
ICAP Energy AS Compliance Contacts
ICAP Energy AS Anti-Money Laundering/Financial Crime Policy Statement
ICAP Energy AS Multilateral Trading Facility (MTF) - Market Identifier Code (MIC)
ICAP Energy AS Best Execution Policy
ICAP Energy AS Multilateral Trading Facility (MTF) Rulebook
ICAP Energy AS Non-Multilateral Trading Facility (Non-MTF) Services Terms
ICAP Energy AS Access to and Use of IOI Services
ICAP Energy AS System Terms of Use
ICAP Energy AS List of Instruments
ICAP Energy AS Routine for Customer Protection

ICAP Energy AS Company Profile

ICAP Energy AS is an over-the-counter and on-exchange interdealer broker of electricity, emissions (EUA) and green certificates (El-Cert), providing its services in the Continental, Central and Eastern European, and Nordic markets.

At the present time ICAP Energy AS (organization no. 971 072 032) has established two branches abroad: one in Amsterdam, The Netherlands and one in Madrid, Spain.

ICAP Energy AS is licensed by financial services regulators in the jurisdictions it operates in Europe.

ICAP Energy AS and its branches are authorised and regulated by the following authorities:

Norway
The Financial Supervisory Authority of Norway (Finanstilsynet)

Spain
CNMV – Comisión Nacional del Mercado de Valores

Netherlands
The Netherlands Authority for the Financial Markets (AFM)


ICAP Energy AS provides OTC clearing services on the following Exchanges/Clearing houses:
• MEFF
• ICE Endex
• European Energy Exchange (EEX)
• NASDAQ OMX
• Operador do Mercado Ibérico de Energia (OMIP)

ICAP Energy AS Compliance Contacts

Compliance Officer
Dagmara Kryskiewicz
ICAP Energy AS
Teleport Towers, 7th floor
Kingsfordweg 151
1043 GR Amsterdam
The Netherlands
dk@eu.icapenergy.com
+31 20 797 9702


ICAP Energy AS Anti-Money Laundering/Financial Crime Policy Statement

ICAP Energy AS is committed to the prevention of financial crime such as money laundering and the funding of terrorist activity. Through risk-based internal procedures, policies, systems and controls, ICAP Energy AS strives to ensure that high standards of crime prevention and awareness are maintained by its management and staff around the globe.


ICAP Energy AS Multilateral Trading Facility (MTF) - Market Identifier Code(MIC)

Company Name MIC Code Name of Trading Facility Products
ICAP Energy AS ICAS Trayport platform OTC Commodity Derivatives

ICAP Energy AS Best Execution Policy

Download ICAP Energy AS Best Execution Policy (pdf)


ICAP Energy AS Multilateral Trading Facility (MTF) Rulebook

Download ICAP Energy AS Multilateral Trading Facility (MTF) Rulebook (pdf)


ICAP Energy AS Non-Multilateral Trading Facility (Non-MTF) Services Terms

Download ICAP Energy AS Non-Multilateral Trading Facility (Non-MTF) Services Terms (pdf)


ICAP Energy AS Access to and Use of IOI Services

Download ICAP Energy AS Access to and Use of IOI Services (pdf)


ICAP Energy AS System Terms of Use

Download System Terms of Use (pdf)


ICAP Energy AS List of Instruments

Download List of Instruments (pdf)

ICAP Energy AS Routine for Customer Protection

Download Routine for Customer Protection (pdf)

The ICAP Energy AS Customer Service may be reached at Teleport Towers, 7th floor, Kingsfordweg 151, 1043GR in Amsterdam or at ICAPEnergyAS-CustomerServices@icap.com