ICAP Energy AS Company Profile

ICAP Energy AS is an over-the-counter broker of coal, crude & refined products, electricity, emissions, freight, natural gas and weather derivatives.

At the present time ICAP Energy AS has established two branches abroad: one in Amsterdam, The Netherlands, and one in Madrid, Spain.

ICAP Energy AS is licensed by financial services regulators in the jurisdictions it operates in Europe.

ICAP Energy AS and its branches are licensed and regulated by the following authorities:

Norway
The Financial Supervisory Authority of Norway (Kredittilsynet) (Organization no. 971072032)

Spain
CNMV Comision Nacional del Mercado de Valores

Netherlands
The Netherlands Authority for the Financial Markets (AFM)

ICAP Energy AS provides OTC clearing services on the following Exchanges:
• European Energy Derivatives Exchange (ENDEX)
• European Energy Exchange (EEX)
• Nord Pool
• Powernext

ICAP Energy AS Compliance Contacts

Director – Corporate Development
Phil Atkinson
ICAP Energy AS
Storetveitvegen 96
5072 Bergen
Norway
pa@eu.icapenergy.com
+31 20 491 9391

Compliance Officer
Dagmara Kryskiewicz
ICAP Energy AS
Teleport Towers, 7th floor
Kingsfordweg 151
1043 GR Amsterdam
The Netherlands
dk@eu.icapenergy.com
+31 20 799 8400

ICAP Energy AS Anti-Money Laundering/Financial Crime Policy Statement

ICAP Energy AS is committed to the prevention of financial crime such as money laundering and the funding of terrorist activity. Through risk-based internal procedures, policies, systems and controls, ICAP Energy AS strives to ensure that high standards of crime prevention and awareness are maintained by its management and staff around the globe.

ICAP Energy AS Multilateral Trading Facility (MTF) - Market Identifier Code(MIC)

ICAP Energy AS Best Execution Policy

ICAP Energy AS Multilateral Trading Facility (MTF) Rulebook

ICAP Energy AS Policies, Operations, Procedures and Routines effective 1 November 2007

ICAP Energy AS System Terms of Use